ࡱ> pro% ))bjbj%% "~GG)%lppppppp<)........\)^)^)^)^)^)^)$* ,P)p.....)pp..).np.p.\).\)BP ppP ." NrP P )0)P M-M-P ppppU.S. District Court District of Connecticut (New Haven) CRIMINAL DOCKET FOR CASE #: 3:01-cr-00168-AHN-ALL Case title: USA v. Sullivan Othercourtcasenumber(s):None Magistratejudgecasenumber(s):None  Date Filed: 07/20/01 Assigned to: Alan H. Nevas Referred to:  Defendant(s) ----------------------- Frank W. Sullivan (1) TERMINATED: 07/25/2003 represented by Ethan A. Levin-Epstein Garrison Levin-Epstein Chimes & Richardson 405 Orange St. New Haven, CT 06511 203-777-4425 Email: elevin-epstein@garrisonlaw.com TERMINATED: 07/25/2003 LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Pending Counts ----------------------  Disposition ----------------18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES (1) Defendant pled guilty to Count One of the Information. Defendant shall be on Probation for a term 4 years, with Special Conditions. Defendant shall pay a Fine of $20,000.00 at the rate of $350.00. Defendant shall immediately pay a Special A ssessment of $100.00 for Count One. Highest Offense Level (Opening) ---------------------------------------Felony Terminated Counts ----------------------------- Disposition ----------------None Highest Offense Level (Terminated) --------------------------------------------None Complaints ---------------- Disposition ----------------None Interested Party(s) ----------------------- City of Bridgeport represented by Craig A. Raabe Robinson & Cole 280 Trumbull St. Hartford, CT 06103-3597 860-275-8200 Email: craabe@rc.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Edward J. Heath Robinson & Cole 280 Trumbull St. Hartford, CT 06103-3597 860-275-8297 Fax : 860-275-8299 Email: eheath@rc.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Jason Marc Kuselias Robinson & Cole 280 Trumbull St. Hartford, CT 06103-3597 860-275-8200 Fax : 860-275-8299 Email: jkuselias@rc.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Plaintiff -------------------USA represented by James I. Glasser U.S. Attorney's Office-NH 157 Church St., 23rd floor PO Box 1824 New Haven, CT 06510 203-821-3700 Fax : 203-773-5378 Email: James.Glasser3@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED John A. Danaher, III U.S. Attorney's Office-HFD 450 Main St. Room 328 Hartford, CT 06103 860-947-1101 Fax : 860-240-3291 Email: john.danaher@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael R. Sklaire U.S. Attorney's Office-NH 157 Church St., 23rd floor PO Box 1824 New Haven, CT 06510 203-821-3700 LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald Scott Apter U.S. Attorney's Office-HFD 450 Main St. Room 328 Hartford, CT 06103 860-947-1101 Fax : 860-240-3291 Email: Ron.Apter@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen Benjamin Reynolds U.S. Attorney's Office-BPT 915 Lafayette Blvd. Room 309 Bridgeport, CT 06604 203-696-3000 Fax : 203-579-5575 Email: Stephen.Reynolds@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Filing Date#Docket Text07/20/20011INFORMATION filed in open Court as to Frank W. Sullivan (1) count 1 (Barrille, J.) (Entered: 07/20/2001)07/20/20012Initial presentment held as to Frank W. Sullivan Defendant informed of rights. ( AHN) (Barrille, J.) (Entered: 07/20/2001)07/20/2001PLEA entered. PLEA of GUILTY: Frank W. Sullivan (1) count 1; Sentencing set for 9:00 10/5/01 for Frank W. Sullivan Court accepts plea. ( AHN) (Barrille, J.) (Entered: 07/20/2001)07/20/20013WAIVER OF INDICTMENT executed in open court by Frank W. Sullivan (Barrille, J.) (Entered: 07/20/2001)07/20/20014Plea Agreement Letter as to Frank W. Sullivan (Barrille, J.) (Entered: 07/20/2001)07/20/20015ORDER Setting Conditions of Release as to Frank W. Sullivan ( Signed by Judge Alan H. Nevas ). SEE Order for conditions of release (Barrille, J.) (Entered: 07/20/2001)07/23/20017Non-surety BOND dated 7/20/01 in the Amount of $ 50,000.00 as to Frank W. Sullivan (Barrille, J.) (Entered: 07/23/2001)08/02/20018Appearance for Frank W. Sullivan by Attorney Ethan Levin- Epstein (Barrille, J.) (Entered: 08/02/2001)08/20/20016Cooperation Agreement Letter as to Frank W. Sullivan (Motion to unseal Cooperation Agreement - Granted 1/6/03) (Gutierrez, Y.) Modified on 01/07/2003 (Entered: 01/07/2003)08/27/200110TRANSCRIPT of proceedings held on 7/20/01 as to Frank W. Sullivan (Court Reporter: Catucci) (Montz, A.) (Entered: 09/17/2001)08/28/20019MOTION by USA as to Frank W. Sullivan to Postpone Sentencing to December 2001 (Barrille, J.) (Entered: 08/28/2001)09/14/2001ENDORSEMENT granting [9-1] motion to Postpone Sentencing to December 2001 reset Sentencing for 9:00 12/18/01 for Frank W. Sullivan as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/18/2001)12/03/200111MOTION by USA as to Frank W. Sullivan SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 12/03/2001)12/17/2001ENDORSEMENT granting [11-1] motion SEALED MOTION as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 12/18/2001)12/18/2001Sentencing set for 9:00 6/21/02 for Frank W. Sullivan (1) count 1 ( AHN) (Krajcik, R.) (Entered: 12/18/2001)05/10/200212MOTION by Frank W. Sullivan SEALED MOTION (document filed separate from case file) (Montz, A.) (Entered: 05/10/2002)05/24/2002ENDORSEMENT granting [12-1] motion SEALED MOTION as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 05/28/2002)05/24/2002Sentencing set for 9:00 1/24/03 for Frank W. Sullivan (1) count 1 ( AHN) (Barrille, J.) (Entered: 05/28/2002)01/06/200313MOTION by USA as to Frank W. Sullivan to Unseal Cooperation Agreement (Gutierrez, Y.) (Entered: 01/07/2003)01/06/200314MOTION by USA as to Frank W. Sullivan to Postpone Sentencing (Gutierrez, Y.) (Entered: 01/07/2003)01/06/2003ENDORSEMENT granting [13-1] motion to Unseal Cooperation Agreement as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Gutierrez, Y.) (Entered: 01/07/2003)01/10/2003ENDORSEMENT granting [14-1] motion to Postpone Sentencing resetting Sentencing for 9:00 3/31/03 for Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Gutierrez, Y.) (Entered: 01/13/2003)03/07/200315MOTION by Frank W. Sullivan to Extend Time to 5/15/03 for sentencing (Barrille, J.) (Entered: 03/07/2003)03/13/2003ENDORSEMENT granting [15-1] motion to Extend Time to 5/22/03 for sentencing as to Frank W. Sullivan (1), resetting Sentencing for 9:00 5/22/03 for Frank W. Sullivan ( Signed by Judge Alan H. Nevas ) (Gutierrez, Y.) (Entered: 03/14/2003)05/20/200316Appearance for City of Bridgeport by Attorney Craig A. Raabe, Edward J. Heath, Jason Marc Kuselias (Barrille, J.) (Entered: 05/21/2003)05/22/200317MOTION by Frank W. Sullivan to Advance Date for Sentencing to 7/23/03 (Montz, A.) (Entered: 05/30/2003)05/30/200318MOTION by USA as to Frank W. Sullivan for Downward Departure (Barrille, J.) (Entered: 06/02/2003)05/30/200319MEMORANDUM by USA as to Frank W. Sullivan in support of [18-1] motion for Downward Departure (Barrille, J.) (Entered: 06/02/2003)05/30/2003ENDORSEMENT granting [17-1] motion to Advance Date for Sentencing to 7/23/03 as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/02/2003)05/30/2003Sentencing set for 11:00 6/30/03 for Frank W. Sullivan (1) count(s) 1 ( AHN) (Barrille, J.) (Entered: 06/02/2003)06/18/200320WAIVER of Speedy Trial by Frank W. Sullivan to Continue pursuant to 18:3161(h)(8) from 6/30/03 to 7/25/03 (Barrille, J.) (Entered: 06/18/2003)06/19/2003ENDORSEMENT approving [20-1] waiver to Continue pursuant to 18:3161(h)(8) from 6/30/03 to 7/25/03 as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/19/2003)07/18/200321SENTENCING MEMORANDUM by Frank W. Sullivan (Barrille, J.) (Entered: 07/18/2003)07/25/200322Sentencing held Frank W. Sullivan (1) count(s) 1 ( AHN) (Montz, A.) (Entered: 07/25/2003)07/25/2003ENDORSEMENT granting [18-1] motion for Downward Departure as to Frank W. Sullivan (1) ( Signed by Judge Alan H. Nevas ) (Gutierrez, Y.) (Entered: 07/28/2003)07/25/200323JUDGMENT as to Frank W. Sullivan (1) count(s) 1. Defendant pled guilty to Count One of the Information. Defendant shall be on Probation for a term 4 years, with Special Conditions. Defendant shall pay a Fine of $20,000.00 at the rate of $350.00. Defendant shall immediately pay a Special Assessment of $100.00 for Count One. ( Signed by Judge Alan H. Nevas ) (Gutierrez, Y.) (Entered: 07/28/2003)08/06/200324MARSHAL'S RETURN of service on Judgment executed as to Frank W. Sullivan on 7/29/03 (Gutierrez, Y.) (Entered: 08/08/2003)08/18/2003Special Assessment Payment by Frank W. Sullivan in the amount of $100.00. Receipt #B006741. Full payment. (Beverley, T.) (Entered: 12/15/2003)09/08/2003Pre Sentence Report returned to U.S. Probation Office as to Frank W. Sullivan (Montz, A.) (Entered: 09/08/2003)09/09/200325Acknowledged Receipt of Pre-Sentence Report as to Frank W. Sullivan (Gutierrez, Y.) (Entered: 09/09/2003)  PACER Service CenterTransaction Receipt01/20/2004 13:49:39PACER Login:pw0096Client Code:pdforjonnyfranksullivan Description:Docket ReportCase Number:3:01-cr-00168-AHNBillable Pages:3Cost:0.21 jklw9:;<MSijkz{/0=>TUjklnNORXY\^6] B*ph jUCJaJB*OJPJQJ^Jph5\OJPJQJ^JmH sH 5CJ\aJ jULk;q8$$Ifd 63%4aH$$If0?(" 63%4a$If$a$));<k{kl\,[$$IfFd \("6    3%4a $$Ifa$$If8$$Ifd 63%4aOP8A4[$$IfFd \(" 6    3%4a$If[$$IfFd \("6    3%4aPQRYZ[\(AP[$$IfFd \("6    3%4a[$$IfFd \("6    3%4a$If AT[$$IfFd \("6    3%4a[$$IfFd \("6    3%4a$If     2 3 4 5 7 S T U Y Z ] ^ _ ` ! . / E F [ \ ] _ ` a b q ! " $ % & ' :       % & 6 jU6] B*ph j*UCJaJB*OJPJQJ^Jph5\U    [$$IfFd \("6    3%4a$If  3 5 T U Z [ A [$$IfFd \("6    3%4a$If[$$IfFd \("6    3%4a[ \ ] _ \ c<Z $$Ifa$8$$Ifd 63%4a[$$IfFd \("6    3%4a$If\ ] ` b ! 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